Color Evolution in Single Crystal Colored Cubic Zirconias With Annealing Atmosphere and Temperature

Article information

J. Korean Ceram. Soc.. 2016;53(4):450-455
Publication date (electronic) : 2016 July 31
doi : https://doi.org/10.4191/kcers.2016.53.4.450
Department of Materials Science and Engineering, University of Seoul, Seoul 02504, Korea
Corresponding author : Ohsung Song E-mail : songos@uos.ac.kr Tel : +82-2-6490-2410 Fax : +82-2-6490-2404
Received 2016 April 1; Revised 2016 May 16; Accepted 2016 May 16.

Abstract

Color change in single-crystal, yellow, red, purple, and colorless cubic zirconias (CZs) was investigated as a function of annealing in vacuum and air atmosphere at 800–1400°C for 30 min, for development of a damascene process of plugging a precious metal paste at the elevated temperature. Coloring-element contents of the CZs were evaluated using WD-XRF, and the color change determined visually by naked eye, and using a digital camera and UV-Vis-NIR color analyzer. WD-XRF showed that all of the CZs had cubic-phase stabilizer elements and coloring elements. All CZs that underwent vacuum annealing exhibited a slight color change at <900°C, while their colors began to change to black at 1100°C, and became opaque black at 1400°C. After air annealing, there was almost no color change up to 1400°C. Since red and purple CZs showed greater color difference (CD) values than the others, the degree of CD is likely to depend on the original color of the CZ due to the different stabilities of their coloring elements during annealing. Based on our results, it is suggested that annealing in air at <900°C is advantageous, and assorted colored CZs can be used for precious metal damascene.

1. Introduction

Cubic zirconia (CZ) is a single crystal ceramic mixed with a stabilization additive such as Y2O3 allowing the cubic structure of zirconia (ZrO2) to be maintained in a low-temperature region, and is one of important ceramic materials used for oxygen sensor, high-temperature fuel cell, etc.1,2) In addition, CZ has a high refractive index of 2.15, a high Mohs hardness value of 8.5, thus having suitable material property values for use as a jewelry material.3,4) Accordingly, jewelries loaded with colorless CZs as simulant of diamond have been activated in domestic jewelry industry, and such products are accounting for about 24% of the total jewelry market.5)

Recently, not only diamond but also ruby, sapphire and emerald with the high values among colored gemstones are also substituted by colored CZs of red, blue, and green, etc. for utilization.6) In examples for application places of such colored CZs, they are being utilized for commemoration rings accompanying graduation, commissioning as well as commemoration jewelries for winning various sports competitions.

As the consumers’ needs are diversified recently, high value-added products with materialization of precious metal damascene patterns having initials and logo in the upper part of CZ are being developed in addition to the products with simple loading of CZ.7) To materialize precious metal patterns in the upper part of high-hardness CZ, such products are produced through annealing after coating of precious metal paste such as gold or silver onto the pattern groove of more than 300 μm in depth which is engraved by a mask process beforehand. While the high-temperature annealing at 1000°C is required at this time, possibilities of discoloration upon such high-temperature annealing are being reported in the case of CZ.

Li et al.8) have reported a phenomenon where blackening of samples was accelerated with an increase in temperatures in the case of vacuum annealing under the temperature condition of 1000 ~ 1400°C for single crystal CZs with diversified colors, and they were returned to the original colors again upon follow-up annealing in air atmosphere. Shen et al.9) confirmed the discoloration phenomenon as a function of annealing time upon vacuum annealing at 1200 and 1400°C for colorless, yellow, and brown CZs, and reported that this was a phenomenon due to decomposition of Y2O3 as a phase stabilizing element.

However, considering that the sintering temperatures for nano-class precious metal pastes of gold and silver were lowered to about 800°C, there appear to be no quantitative reports on discoloration of colored CZs under a relatively low temperature condition of 800°C.

Therefore, to prevent discoloration due to annealing process essential in realization of the damascene patterns on CZ, annealing in the present study was conducted in vacuum and air atmosphere at 800 ~ 1400°C for the colored CZ single crystals for jewelries, and discoloration was checked for different annealing conditions.

2. Experimental Procedure

To check for discoloration as a function of annealing temperature and atmosphere for the colored CZs, 4 types of CZ samples of yellow, red, purple, and colorless with a size of 14 × 12 mm subjected to emerald brilliant cutting were prepared as shown in Fig. 1. The relevant colors were selected where the red color is most widely used for commissioning rings of Korea Military Academy, and the purple color for commissioning rings of ROTC, while yellow and colorless stones were most universally employed as a diamond substitute.

Fig. 1

Macro image of CZ reference samples (yellow, red, purple and colorless).

For quantitative confirmation of the elements in the prepared CZ samples, wavelength-dispersive X-ray spectroscopy (WD-XRF, XRF-1700, Shimadzu Co.) analysis was performed. The analysis to check for the contents of coloring elements was conducted for each CZs by using Rh target under the analysis conditions of 40 kV and 90 mA.

For annealing in vacuum atmosphere, the samples were held for 30 min at the target temperatures of 800 ~ 1400°C with a temperature rise rate of 10°C/min under the vacuum below 1.0 × 10−2 torr in vacuum by using a vacuum annealing furnace (DE/KR 1706, Heraeus Co.), followed by air cooling, while annealing in air atmosphere by using an annealing furnace (SK1700 B30, Thermotechno Co.) was conducted under the same temperature and time conditions as those for annealing in vacuum atmosphere.

To check for the changes in CZ samples before and after annealing, a macro image analysis was conducted. After positioning CZs on the center part table of a diamond view box (DiamondLite, GIA Co.), photos were taken by using a digital camera (Galaxy A800, Samsung Co.).

To quantitatively check for the colors of CZ samples before and after annealing, UV-Vis-NIR (UV-3101PC, Shimadzu Co.) was employed. For the conditions at this time, a halogen light source was used at the wavelength range of 380 ~ 780 nm, and the slit value was set at 20, the scan speed at medium in the measurement range for absorption-reflection- wavelength of CZ. CIE Lab color indices were determined for the spectrum secured through this procedure by using the color analysis program embedded in the instrument.10) At this time, L value shows brightness, showing red ~ green (the more red color for the more negative number and the greener color for the more positive number) in the case of a, and blue~yellow (the bluer color for the more negative number and the more yellow color for the more positive number) in the case of b. The color difference (ΔE) was calculated as ΔE=ΔL2+Δa2+Δb2 by using the Lab indices.11,12)

3. Results and Discussion

In Table 1, WD-XRF analysis results of CZs are shown per color. In all cases of the 4 types of CZs, Y2O3 was confirmed to be contained as an added element with the purpose of stabilizing the main component of zirconia with a cubic structure.13) Also, a minor amount of HfO2 reinforcing thermal shock resistance was found to be contained in all CZs.14)

Chemical Composition of CZ Specimen by WD-XRF (wt%)

In the case of yellow, BaO and Fe2O3 were confirmed to act as a coloring element. These elements were in agreement with the coloring elements for yellow color reported by Guo et al.15) On the other hand, CeO2 and Ho2O3 were confirmed to act as a coloring element for red,16) and Co2O3 and Fe2O3 were contained as a coloring element for purple. In the case of colorless, however, trace amounts of Cr2O3 and TiO2 were contained in addition to Y2O3 and HfO2 the essential components of CZs without affecting colors.17)

Figure 2 shows macro images of yellow, red, purple, and colorless CZs after annealing at 800 ~ 1400°C for 30 min in vacuum atmosphere The samples are treated at 25°C for reference.

Fig. 2

Macro images of CZ after annealing at 25 ~ 1400°C in vacuum atmosphere.

In the case of vacuum annealing at 800°C, the same colors as before annealing or annealing at 25°C were found. No change in colors by annealing at 800°C could be affirmed in the case of synthetic CZs in the present experiment, although inclusions are normally contained in natural gemstones and the inclusions expand by annealing so as to cause discoloration, breakage, etc. Annealing at 900°C and 1000°C, resulted in the similar colors as those from 800C annealing except that the edges of the colorless CZ became yellowish. Vacuum annealing at 1100°C resulted in the significant darkening of yellow, red and purple CZs. Colorless CZ was changed to a darker yellow color. In the case of 1200°C annealing, the yellow and red CZs were darkened further than those from 1100°C annealing. In the purple case, not only the color was darkened but also the inherent chroma was lowered and the color became close to dark grey. Colorless CZ became dark brown. By 1300°C annealing, yellow, purple, and colorless CZ became dark and indistinguishable. Red CZs became darker than from 1200°C annealing. Finally, 1400°C annealing turned all 4 color type CZs indistinguishably blackened. Transmission of strong back light was not observable and was not improved by the surface polishing. They cannot be used as jewel material.

In short, there was no visual color change by vacuum annealing at 800°C and the discoloration of the colorless CZ started at 900°C. Substantial discoloration of all colored CZs started at 1000°C and complete blackening occurred at higher temperature annealing.

Figure 3 shows macro images after annealing in air atmosphere, similarly as in vacuum atmosphere shown in Fig. 2 discussed above. Almost no visual change in colors of CZ was found at all annealing temperatures in air unlike the vaccuum annealing where substantial darkening occurred at 1100°C and blackening at 1300°C. Such results suggest that the air atmosphere should be more suitable than the vacuum atmosphere for damascene operation.

Fig. 3

Macro images of CZs after annealing at 25 ~ 1400°C in air atmosphere.

Table 2 shows Lab color indices of CZs per color as a function of annealing temperature in vacuum atmosphere.

Lab Color Index and Color Difference of CZs after Annealing in Vacuum Atmosphere

In the case of yellow CZ, while the values of each index up to 1000°C were similar almost without a change in colors, the index value of b related to yellow from 1100°C was subsequently lowered to 40.4 as compared with 65.7 at 1000°C, thus quantitatively confirming that the chroma of yellow color was dropped. Subsequently, the L value related to brightness was lowered from that of 1300°C annealing and occurrence of blackening was shown by the a, b values approaching.

In the case of red CZ, no large difference in L values was shown for all annealing temperatures, which suggests red CZ originally has a dark red color originally had a dark red color. However, progression of the darkening is indicated in the a value related to red color which approached 0 above 1200°C.

In the case of purple CZ, all showed similar L and a values for all annealing temperatures. The b value showed a negative number close to blue, which then approached 0 above 1200°C due to the blackening.

In the case of colorless CZ, a large reduction in L values resulting from the blackening was indicated with increasing annealing temperatures. The b value was gradually increased above 900°C in accordance with the yellow tinting in the edge part shown in the macro image analysis. It decreases to 0 above 1000°C, however, due to the blackening.

Thus, drastic change in Lab indices shows quantitatively the darkening of CZs occurring above 1100°C in vaccum, which was in agreement with the report by Li et al.8) that the color of CZ was blackened at high temperatures above 1200°C upon vacuum annealing.

In Table 3, Lab color indices of CZs resulting from annealing in air atmosphere are shown for different annealing temperatures. In the case of yellow CZ, all showed similar L values irrespective of annealing temperatures, and the b value related to yellow color did not show large change. In the case of red CZ, similar values of brightness and the a index related to red color were shown for all annealing temperatures. Similar results were found for the purple CZ. Colorless CZ showed a higher L value than the colored CZ as it was close to white color. Similar Lab indices for all annealing temperatures were found, which is consistent with the visual analysis.

Lab Color Index and Color Difference of CZs after Annealing in Air Atmosphere

Consequently, in the case of air atmosphere, in contrast to the vacuum atmosphere, all showed similar color indices so that no large change in colors could be sensed consistent with the visual analysis results described earlier.

Figure 4 represents a graph showing color differences of the samples annealed for 30 min at temperatures 800 ~ 1400°C, with respect to Lab color indices of the sample annealed at 25°C using the numerical values of Tables 2 and 3.

Fig. 4

The plots of the color difference of CZs with annealing temperature in (a) vacuum, and (b) air atmosphere.

Figure 4(a) is the graph showing color differences for the CZ samples subjected to annealing in vacuum environment. In the case of yellow CZ, visual differentiation was possible as color differences of more than 20 exist above 1100°C although almost no change in color indices are indicated up to 1000°C. The increase in the Lab color differences above 1100C for the red CZ and above 1000C for the colorless CZ can be related to the drastic color change in the visual analysis. In the case of purple CZ, the color differences are small as around 11 in average for all temperatures. The results indicate the change in chroma after annealing, since the original reference sample has a high chroma and a low brightness.

The drastic blackening phenomenon in vacuum atmosphere, it was considered to be the phenomenon occurring as there was deviation from the stable coloring position with lowering of oxygen partial pressures of the surroundings since Y2O3 and coloring elements contained as additives were becoming unstable as a result of annealing in vacuum atmosphere as previously reported by Shen et al.9)

Figure 4(b) represents a graph showing color differences for CZ samples as a function of annealing temperature in air atmosphere. All of the 4 colors showed color differences less than the maximum of 30 in all annealing sections, relatively smaller in comparison with the annealing in vacuum atmosphere. The inherent colors of CZs were considered to be maintained without the blackening phenomenon since the additives were positioned in a relatively stable manner even if temperatures were raised due to the annealing under the situation where a sufficient amount of O2− was supplied unlike the annealing in vacuum atmosphere.

In the case of red and purple CZs, relatively large color differences in Lab indices are indicated in comparison with the colorless and yellow cases. Considering the WD-XRF composition analysis results shown earlier, this meant that the coloring elements of CeO2, Ho2O3, Co2O3, Fe2O3 became relatively unstable so as to be capable of inducing a fine change in colors as the temperature was raised even in air atmosphere.

According to such results, limitation of annealing temperatures to below 900°C in air atmosphere or employment of colorless, yellow CZ having excellent thermal stability are recommended, when damascene process is implemented on the colored CZ matrix.

4. Conclusions

To realize precious metal damascene patterns, color changes in CZ were investigated in vacuum and air atmosphere as a function of annealing temperature. All of yellow, red, purple and colorless CZs contained ZrO2, Y2O3, HfO2. It was found that the coloring elements of BaO and Fe2O3 were contained in the case of yellow CZ, CeO2 and Ho2O3 in the case of red CZ, Co2O3 and Fe2O3 in the case of purple CZ. While almost no change in colors was observed below 900°C in vacuum atmosphere, blackening started at 1100°C for all colors, and complete change to black color was obsered at 1400°C. Upon annealing in air atmosphere, the color differences for colorless and yellow cases were smaller than those for red and purple cases, although no large change occurred for all annealing conditions. Consequently, colored CZs should be treated below 900C in air atmosphere to avoid color change. Yellow and colorless CZ can be employed without discoloration for damascene process at higher temperature.

Acknowledgments

This work (Grants No. C0300244) was supported by Business for Cooperative R&D between Industry, Academy and Research Institute funded by Korea Small and Medium Business Administration in 2015.

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Article information Continued

Fig. 1

Macro image of CZ reference samples (yellow, red, purple and colorless).

Fig. 2

Macro images of CZ after annealing at 25 ~ 1400°C in vacuum atmosphere.

Fig. 3

Macro images of CZs after annealing at 25 ~ 1400°C in air atmosphere.

Fig. 4

The plots of the color difference of CZs with annealing temperature in (a) vacuum, and (b) air atmosphere.

Table 1

Chemical Composition of CZ Specimen by WD-XRF (wt%)

Elements ZrO2 Y2O3 HfO2 Cr2O3 TiO2 CeO2 Ho2O3 Co2O3 Fe2O3 BaO
Sample
yellow 78.1357 18.7560 1.7865 - - - - - 0.0643 0.0972
red 80.7708 16.7353 1.8942 - - 0.3496 0.1274 - - -
purple 81.0324 16.6918 1.9832 - - - - 0.1382 0.0761 -
colorless 82.5562 15.3258 1.9172 0.0936 0.0540 - - - - -

Table 2

Lab Color Index and Color Difference of CZs after Annealing in Vacuum Atmosphere

Color Temp.(°C) Yellow Red Purple Colorless

L / a / b L / a / b L / a / b L / a / b
25 64.1/−11.2/61.3 35.6/48.1/48.9 37.0/−1.9/−12.1 92.4/−6.6/−4.2
800 65.0/−12.1/62.3 34.6/47.6/47.0 38.1/−2.1/−13.4 91.0/−8.2/−2.0
900 63.1/−7.1/62.3 37.0/54.1/51.0 35.7/1.2/−16.4 91.6/3.8/3.3
1000 65.7/−14.4/65.7 35.3/50.0/42.4 39.6/6.3/−19.9 62.0/−5.9/21.2
1100 55.2/−16.2/40.4 35.2/23.2/6.9 24.9/4.1/−18.6 60.2/−2.9/10.2
1200 62.4/−3.8/44.9 42.3/42.9/18.4 29.2/6.9/−9.6 39.1/11.6/4.6
1300 24.7/−2.1/−5.6 37.1/18.8/4.1 34.0/2.0/3.6 23.3/−2.2/−3.9
1400 24.1/0.1/0.0 27.0/0.1/−2.0 23.1/0.1/−1.1 19.4/0.6/0.7

Table 3

Lab Color Index and Color Difference of CZs after Annealing in Air Atmosphere

Color Temp.(°C) Yellow Red Purple Colorless

L / a / b L / a / b L / a / b L / a / b
25 64.1/−11.2/61.3 35.6/48.1/48.9 37.0/−1.9/−12.1 92.4/−6.6/−4.2
800 62.6/−13.0/62.0 34.0/48.7/46.4 37.0/−1.9/−12.1 95.3/−7.0/−2.7
900 61.9/−5.7/63.1 33.9/53.1/46.7 32.3/3.5/−7.2 93.7/−9.5/−2.2
1000 65.7/−10.2/36.0 41.0/38.0/26.2 35.0/6.7/−16.9 85.4/−3.6/−9.9
1100 67.3/−9.6/53.7 26.5/43.3/29.7 37.9/9.2/−19.2 90.9/−1.7/−5.6
1200 64.6/−10.1/56.0 37.9/56.0/48.0 36.7/12.2/−24.9 94.6/0.3/0.9
1300 61.1/−19.1/57.9 33.4/54.9/42.4 39.6/6.2/−19.1 91.6/−10.6/−2.4
1400 62.3/−9.7/50.3 35.6/39.8/21.3 41.2/8.0/−19.2 85.7/1.1/−2.2